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Question 374

A compliance analyst is reviewing recent activity between a publicly traded company and a company
in a high risk jurisdiction. Which detail suggests that escalation is warranted?

  • A. The activity is a reputational risk to the financial institution.
  • B. It is the first time the originator wires the beneficiary.
  • C. Beneficiary is active in a related industry.
  • D. Payments to the beneficiary are for large dollar amounts. Most Votes
Answer:

D


User Votes:
A 38 votes
50%
B 4 votes
50%
C
50%
D 46 votes
50%
Discussions
0 / 1000
Sorak
1 year, 2 months ago

A is reputational risk

AnaA.
1 year, 1 month ago

D. Les paiements au bénéficiaire concernent des montants importants.