What action should a bank CEO's assistant take when the bank CEO expenses large sums of money to a charitable organization run by the bank CEO's direct family member?
A.
Report the actions to the Executive Board of the bank.
B.
Meet with the bank CEO to learn why the donations are being made.
C.
Investigate the charitable organization's relationship with the bank CEO.
D.
Submit the concern anonymously to the bank's internal Compliance Hotline.
Most Votes
Answer:
C
User Votes:
A 9 votes
50%
B 1 votes
50%
C 15 votes
50%
D 43 votes
50%
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AnaA.
1 year, 1 month ago
D. Soumettez votre préoccupation de manière anonyme à la hotline de conformité interne de la banque.
AnaA.
1 year, 1 month ago
C. Enquêter sur la relation de l'organisation caritative avec le PDG de la banque.
zahidgokal
1 year, 1 month ago
D is correct: Ref: ACAMS text book sixth edition Step1: Pg # 203, section Sources of Investigations bullet point # 4 Step 2: Pg # 205, section INTERNAL HOTLINES. Step 3: page: # 156, section, DELEGATION OF AML DUTIES bullet point 2 of, Financial Investigations.
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D. Soumettez votre préoccupation de manière anonyme à la hotline de conformité interne de la banque.
C. Enquêter sur la relation de l'organisation caritative avec le PDG de la banque.
D is correct: Ref: ACAMS text book sixth edition
Step1: Pg # 203, section Sources of Investigations bullet point # 4
Step 2: Pg # 205, section INTERNAL HOTLINES.
Step 3: page: # 156, section, DELEGATION OF AML DUTIES bullet point 2 of, Financial Investigations.